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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-30 |
Branch Locations
13330 Emerald Coast Parkway W, Miramar Beach, FL 32550 • United States
Santa Rosa Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc | Fort Worth | TX | 12/2022 | 04/2023 |
| United States Air Force | Hurlburt Field | FL | 12/2013 | 02/2023 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 04/2023 | 08/2023 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 04/2023 | 08/2023 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 04/2023 | 08/2023 |
| United States Air Force Reserve | Hurlburt Field | FL | 03/2023 | 08/2023 |
| Mariner | Overland Park | KS | 12/2025 | Present |
| United States Air Force Reserve | Hurlburt Field | FL | 08/2023 | 12/2025 |
| United States Air Force Reserve | Hurlburt Field | FL | 12/2025 | Present |
Name of the other business: United States Air Force Reserve ; Whether the business is investment-related: No ; Address of the other business: 229 Cody Ave, Hurlburt Field, FL 32544 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Intelligence Officer ; The start date of your relationship: 3/1/2023 ; The approximate number of hours/month you devote to the other business: 6 to 10 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: I am an Individual Mobilization Augmentee in the United States Air Force Reserve. I will be completing my duties with the Air Force sporadically throughout the year. I do not have daily duties with them. I do research and analysis on a global scale to inform operational missions, personnel management, and training. United States Air Force; not investment related; Hurlburt Field, FL; military; Air Force Officer; start date 12/17/2013; 24 hours /month, 0 during trading hours; responsible for guiding operations support, managing personnel, and driving mission success of Air Force missions and activities worldwide.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-29 |
| S66 | Uniform Combined State Law Examination | 2023-04-04 |
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