Christopher H Poate

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Destin, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Destin, FL

Previous Registrations

• 2002-05-31 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Destin, FL
  St. Louis, MO
  Destin, FL

Other Businesses

ROCKY BAYOU COUNTRY CLUB, INV RELATED, NICEVILLE, FL, FINANCE COMMITTEE MEMBER, START 7/1/2014, 3 HOURS PER MONTH, ZERO DURING TRADING SINFONIA GULF COAST, INV RELATED, DESTIN, FL, FINANCE COMMITTEE MEMBER, START 1/1/2023, 6 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING MONITORING AND APPROVING BUDGETS AND BALANCE SHEET.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-14
• S65 Uniform Investment Adviser Law Examination
  1999-11-30