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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-26 |
| CA | RA | APPROVED | 2026-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of San Francisco | San Francisco | CA | 07/2021 | 12/2022 |
| Unemployed | Pacifica | CA | 11/2017 | 02/2018 |
| Skyline College | San Bruno | CA | 03/2020 | 06/2021 |
| Kelly Moore Paints | San Francisco | CA | 06/2016 | 11/2017 |
| Village Host Pizza And Grill | Burlingame | CA | 03/2018 | 11/2019 |
| Jw Mcclenahan Co | San Mateo | CA | 03/2019 | 02/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2023 | 09/2023 |
| Northwestern Mutual Investment Services Llc | San Francisco | CA | 01/2023 | 09/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Mateo | CA | 09/2024 | Present |
| Umemployed | Pacifica | CA | 09/2023 | 01/2024 |
| Bank Of America, N.A. | San Mateo | CA | 01/2024 | 09/2024 |
I*3198279Entity Type: N/AName of OBA: Mullen Family TrustAddress: San Bruno, California, 94066Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 07/05/2022Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Successor Trustee Child/Grandchild I*5446269 Entity Type: Entity For Profit Name of OBA: Kyle Burns Address: Pacifica, California, 94044 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/01/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Selling sports cards on ebay that I open. Listing, selling and shipping sports cards from boxes that I open.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-13 |
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