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David Michael Finger

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-20
  • AZ RA
    APPROVED
    Since 2026-07-20

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 09/2022 Present
Right Start Mortgage, Inc Tempe AZ 10/2016 09/2022
Carrington Mortgage Services, Llc Scottsdale AZ 06/2015 11/2016
  • 09/2022 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 10/2016 → 09/2022
    Right Start Mortgage, Inc
    Tempe, AZ
  • 06/2015 → 11/2016
    Carrington Mortgage Services, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-18
S63 Uniform Securities Agent State Law Examination 2025-10-04
  • S66 Uniform Combined State Law Examination
    2026-07-18
  • S63 Uniform Securities Agent State Law Examination
    2025-10-04

View on SEC IAPD

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