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David Joseph Dorsett

Ubs Financial Services Inc.

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-08-17
  • DC RA
    APPROVED
    Since 2026-08-17

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Karp, Wigodsky, Norwind Kudel & Gold Law Firm Alexandria VA 06/2018 08/2018
Fairfield University Fairfield CT 09/2018 07/2022
Ubs Financial Services, Inc Washington DC 08/2022 Present
Bishop Ireton High School Alexandria VA 09/2014 05/2018
  • 06/2018 → 08/2018
    Karp, Wigodsky, Norwind Kudel & Gold Law Firm
    Alexandria, VA
  • 09/2018 → 07/2022
    Fairfield University
    Fairfield, CT
  • 08/2022 → Present
    Ubs Financial Services, Inc
    Washington, DC
  • 09/2014 → 05/2018
    Bishop Ireton High School
    Alexandria, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-03
  • S66 Uniform Combined State Law Examination
    2026-08-03

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
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