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Casey Thompson

Northwestern Mutual Investment Services, LLC

Princeton, NJ

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-13
  • NJ RA
    APPROVED
    Since 2026-07-13

Branch Locations

202 Carnegie Ctr Ste 201, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Not Applicable Morristown NJ 01/2026 05/2026
Lionheart Wealth Management Summit NJ 03/2025 01/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2022 02/2025
Ameriprise Financial Services Llc Summit NJ 03/2025 01/2026
Northwestern Mutual Investment Services Llc New York NY 10/2023 02/2025
Rutgers University Piscataway NJ 08/2020 05/2023
Elon University Elon NC 08/2018 05/2020
Seton Hall Preparatory School West Orange NJ 09/2015 06/2018
Northwestern Mutual Investment Services Llc Bedminster NJ 07/2026 Present
Uber Na NJ 05/2020 04/2023
Campus Rec And Wellness Elon University Elon NC 09/2018 05/2020
Picketts Village Bar Maplewood NJ 05/2019 08/2019
Village Trattoria Maplewood NJ 02/2017 01/2019
John Kozakis Bedminster NJ 06/2026 Present
  • 01/2026 → 05/2026
    Not Applicable
    Morristown, NJ
  • 03/2025 → 01/2026
    Lionheart Wealth Management
    Summit, NJ
  • 06/2022 → 02/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2025 → 01/2026
    Ameriprise Financial Services Llc
    Summit, NJ
  • 10/2023 → 02/2025
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 08/2020 → 05/2023
    Rutgers University
    Piscataway, NJ
  • 08/2018 → 05/2020
    Elon University
    Elon, NC
  • 09/2015 → 06/2018
    Seton Hall Preparatory School
    West Orange, NJ
  • 07/2026 → Present
    Northwestern Mutual Investment Services Llc
    Bedminster, NJ
  • 05/2020 → 04/2023
    Uber
    Na, NJ
  • 09/2018 → 05/2020
    Campus Rec And Wellness Elon University
    Elon , NC
  • 05/2019 → 08/2019
    Picketts Village Bar
    Maplewood , NJ
  • 02/2017 → 01/2019
    Village Trattoria
    Maplewood , NJ
  • 06/2026 → Present
    John Kozakis
    Bedminster, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-16
S63 Uniform Securities Agent State Law Examination 2024-11-07
  • S66 Uniform Combined State Law Examination
    2025-06-16
  • S63 Uniform Securities Agent State Law Examination
    2024-11-07
Other Names
  • Casey Reese Thompson
  • Casey Reese Thompson
  • Casey Thompson

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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