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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 08/2022 | 09/2023 |
| Subway Sandwiches | Aurora | IL | 03/2015 | 12/2019 |
| Ps Garden Whisperers | Aurora | IL | 05/2019 | 08/2019 |
| Oswego East High School | Oswego | IL | 10/2013 | 03/2017 |
| Illinois State University | Normal | IL | 12/2019 | 08/2022 |
| Morgan Stanley | Gilbert | AZ | 01/2023 | 05/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2026 | Present |
| College Of Dupage | Glen Ellyn | IL | 08/2017 | 06/2020 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-17 |
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