Alexander J Ploch

Current Employers

Employment History

• 01/2006 → Present
  Ploch Financial Services, Inc
  Saint Louis, MO
• 08/2016 → Present
  Avantax Investment Services, Inc.
  Maplewood, MO
• 07/2018 → Present
  Avantax Insurance Agency, Llc
  Maplewood, MO
• 02/2021 → Present
  4/3 Advisors Llc
  Maplewood, MO
• 11/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2024 → Present
  7203-7217 Manchester Bldg Llc C/O Alexander Ploch
  Schaumburg, IL

Previous Registrations

• 2020-02-19 → 2022-11-11
  Avantax Advisory Services
  St. Louis, MO
  Dallas, TX

Other Businesses

1) NAME OF OTHER BUSINESS: PLOCH FINANCIAL SERVICES INC INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, REPRESENTATION AND ACCOUNTING; 2)NAME OF OTHER BUSINESS: 7203-7217 MANCHESTER BLDG LLC C/O ALEXANDER PLOCH; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL RENTAL PROPERTY; START DATE: 5/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENT COLLECTION, DELEGATION OF MAINTENANCE; 3) PLOCH PHOTOGRAPHY, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, PHOTOGRAPH, SALES, 4H/WEEK, SINCE 09/2022 4) 4/3 ADVISORS LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, FINANCIAL ADVISORY SERVICES, DBA FOR INVESTMENT BUSINESS, 10H/WEEK, SINCE 02/2020; 5) NAME OF OTHER BUSINESS: 7203-7217 MANCHESTER BLDG LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT DUTIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-01-30
• S63 Uniform Securities Agent State Law Examination
  2016-12-22