Yanna Chen

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Transamerica Financial Advisors
  San Mateo, CA
• 03/2013 → Present
  Wfgia
  San Mateo, CA
• 08/2007 → Present
  California Public Utilities Commission
  San Francisco, CA
• 10/2013 → Present
  Yanna Chen
  San Francisco, CA
• 08/2018 → Present
  Yan Na Chen
  Hercules, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). YAN NA CHEN; HERCULES, CA; NOT INVESTMENT RELATED; 08/2018 TO PRESENT; OWNER INVESTMENT PROPERTY; KEEP CONTACT WITH THE PROPERTY MANAGER TO SEE IF THERE ARE ISSUES WITH TENANT. CALIFORNIA PUBLIC UTILITIES COMMISSION/Investment Related - No/505 Van Ness Ave. San Francisco, CA 94102 415-355-5587/government entity/accounting officer/08.2007/168/0/bookkeeping YANNA CHEN/NOT INVESTMENT RELATED/10.1.2013/SELF/201 MOSCOW STREET, SAN FRANCISCO, CA 94112/HEALTH INSURANCE BROKER/HELP CLIENT UNDERSTAND THEIR HEALTH INSURANCE PLAN AND APPLY FOR THE PLAN THAT BEST FITS THEM./HOURS.MONTH: 20/HOURS DURING SECURITIES TRADING HOURS: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-08-03
• S63 Uniform Securities Agent State Law Examination
  2017-05-19

Other Names

• Yan Na Chen