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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-27
CA RA APPROVED 2026-07-20
  • TX RA
    APPROVED
    Since 2026-07-27
  • CA RA
    APPROVED
    Since 2026-07-20

Branch Locations

520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tustin CA 03/2016 11/2016
Wells Fargo Bank, Na Tustin CA 02/2014 Present
Wells Fargo Clearing Services, Llc Tustin CA 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Tustin, CA
  • 02/2014 → Present
    Wells Fargo Bank, Na
    Tustin, CA
  • 11/2016 → Present
    Tustin, CA
Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, HUNTINGTON BEACH, CA, NOTARY, START DATE 1/11/2019, 1 HR PER MONTH, 1 HR DURING TRADING, NOTARY SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-20
S63 Uniform Securities Agent State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2026-07-20
  • S63 Uniform Securities Agent State Law Examination
    2016-05-10

View on SEC IAPD

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