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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-07-23 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | St Louis | MO | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St Louis | MO | 11/2016 | 02/2017 |
| Scottrade, Inc. | St. Louis | MO | 02/2017 | 05/2017 |
| Wells Fargo Clearing Services Llc | St Louis | MO | 05/2017 | 12/2025 |
| Wells Fargo Clearing Services Llc | St Louis | MO | 06/2026 | Present |
| Wells Fargo Bank | St Louis | MO | 06/2026 | Present |
| Unemployed | Saint Louis | MO | 12/2025 | 06/2026 |
STOFF TRUST AGREEMENT ; INV RELATED; SAINTS LOUIS,MO; TRUSTEE; START DATE: 02/04/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY, INV RELATED, ST. LOUIS, MO, 100% OWNERSHIP WITH SPOUSE, START 2/6/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING. GKW LLC, INV RELATED, MISSOURI, 33.34% OWNERSHIP, START 5/24/24, 5 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY; SPRUCE PINE VENTURES, LLC, INV RELATED, MISSOURI, 50% OWNERSHIP WITH SPOUSE OTHER 50%, START 5/12/26, 5 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY FOCUSED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-19 |
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