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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-08-13
  • KY RA
    APPROVED
    Since 2026-08-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Simpsonville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life And Casualty Lexington KY 10/2011 04/2018
Bankers Life Securities Inc Lexington KY 05/2017 04/2018
Mutual Of Omaha Insurance Company Lexington KY 08/2018 02/2019
Mutual Of Omaha Investor Services Lexington KY 08/2018 02/2019
Harris Retirement Counseling Lexington KY 02/2019 12/2019
The Prudential Insurance Company Of America Louisville KY 12/2019 01/2021
Pruco Securities Llc Louisville KY 12/2019 01/2021
Cuna Brokerage Services, Inc Waverly IA 01/2021 05/2022
Evansville Teachers Federal Credit Union Louisville KY 01/2021 02/2026
Independent Contractor Lexington KY 04/2018 08/2018
Lpl Financial Llc Louisville KY 05/2022 02/2026
Unemployed Simpsonville KY 02/2026 08/2026
Empower Financial Services Greenwood Village CO 08/2026 Present
  • 10/2011 → 04/2018
    Bankers Life And Casualty
    Lexington, KY
  • 05/2017 → 04/2018
    Bankers Life Securities Inc
    Lexington, KY
  • 08/2018 → 02/2019
    Mutual Of Omaha Insurance Company
    Lexington, KY
  • 08/2018 → 02/2019
    Mutual Of Omaha Investor Services
    Lexington, KY
  • 02/2019 → 12/2019
    Harris Retirement Counseling
    Lexington, KY
  • 12/2019 → 01/2021
    The Prudential Insurance Company Of America
    Louisville, KY
  • 12/2019 → 01/2021
    Louisville, KY
  • 01/2021 → 05/2022
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 01/2021 → 02/2026
    Evansville Teachers Federal Credit Union
    Louisville, KY
  • 04/2018 → 08/2018
    Independent Contractor
    Lexington, KY
  • 05/2022 → 02/2026
    Louisville, KY
  • 02/2026 → 08/2026
    Unemployed
    Simpsonville, KY
  • 08/2026 → Present
    Empower Financial Services
    Greenwood Village, CO
Previous Registrations
  • 2022-05-18 → 2026-02-24
    Louisville, KY
    Bowling Green, KY
    Bowling Green, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Crestwood, KY
  • 2021-01-20 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Louisville, KY
  • 2019-12-11 → 2021-01-08
    Louisville, KY
    Louisville, KY
  • 2018-09-21 → 2019-02-07
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-20
S63 Uniform Securities Agent State Law Examination 2017-08-01
  • S65 Uniform Investment Adviser Law Examination
    2018-09-20
  • S63 Uniform Securities Agent State Law Examination
    2017-08-01
Other Names
  • Lowell Harris
  • Lowell Matthew Harris

View on SEC IAPD

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