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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-11 |
| WA | RA | APPROVED | 2024-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American General Life Insurance | Woodland Hills | CA | 02/2019 | 10/2020 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 03/2019 | 10/2020 |
| Unemployed | Seattle | WA | 01/2019 | 01/2019 |
| Ameriprise Financial | Tucson | AZ | 09/2016 | 12/2018 |
| Theta Chi Fraternity | Tucson | AZ | 08/2015 | 01/2017 |
| Salty'S | Seattle | WA | 06/2018 | 08/2018 |
| Salty'S | Seattle | WA | 06/2017 | 08/2017 |
| Raymond James Financial Services Inc. | Scottsdale | AZ | 07/2024 | Present |
| Jmg - Jason Mitchell Group | Scottsdale | AZ | 12/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Seattle | WA | 11/2024 | Present |
| Duffy's Investments, Llc | Seattle | WA | 01/2025 | Present |
(1)Name of Business: Duffy Wealth Management LLC Address: 4739 44th Ave SW, Seattle, WA, 98116-4480, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/02/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Help our clients invest their money, talk through all financial matters in their lives and build relationships to help them accomplish their goals. financial planning, prospecting new clients and service current clients.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-06 |
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