Joanne Sarah Vasquez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-08-03

PA RA
APPROVED

Since 2026-08-03

Branch Locations

100 Witmer Rd Ste 140, Horsham, PA 19044-2648 • United States

Willow Grove, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Horsham	PA	10/2006	Present

10/2006 → Present

Lpl Financial Llc

Horsham, PA

Other Businesses

1.09/23/2013; JOANNE VAZQUEZ; Notary; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.08/25/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Independent advisor Group; Investment Related; at Reported Business Location(s); Start Date 08/20/2026; 160hrs/mth; 130hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-31
S63	Uniform Securities Agent State Law Examination	2006-12-05

S66 Uniform Combined State Law Examination

2026-07-31
S63 Uniform Securities Agent State Law Examination

2006-12-05

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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