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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Louisville | CO | 05/1998 | Present |
(1) 01/06/2015: AK CONSULTING - INV REL - 1416 FILLMORE PLACE, LOUISVILLE, CO 800271- - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 05/01/2010 - 40 HR/MO ALL DURING SECS TRDG HRS - PRESIDENT AND OPERATIONS MANAGER. (2) 8/24/2015: Front Range Catering - Not Investment Related - 5741 Arapahoe Ave #3A, Boulder, CO 80303 - Outside/W-2 Employment - Start 09/01/2015 - 10 Hours Per Month/0 Hours During Securities Trading - part time chef.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-21 |
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