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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-08-23
  • DC RA
    APPROVED
    Since 2026-08-23

Branch Locations

1900 Duke St Ste 100, Alexandria, VA 22314 • United States

1700 K St Nw Ste 875, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 07/2025
Wells Fargo Clearing Services, Llc. Washington DC 07/2026 Present
Unemployed Alexandria VA 07/2025 08/2026
Previous Registrations
  • 2003-07-01 → 2025-07-16
    Washington, DC
    Washington, DC
    Bethesda, MD
  • 1994-02-19 → 2003-07-01
    Prudential Equity Group, Llc
    Washington, DC
Other Businesses

12G JJ SANDWICHES LLC, INV RELATED, WASHINGTON, D.C., SECONDARY GUARANTOR FOR SON, START 3/15/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, SON'S RETAIL SANDWICH SHOP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-13
S63 Uniform Securities Agent State Law Examination 1983-12-03
  • S65 Uniform Investment Adviser Law Examination
    1992-02-13
  • S63 Uniform Securities Agent State Law Examination
    1983-12-03

View on SEC IAPD

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