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Kevin E Kindig

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
PA RA APPROVED 2024-10-29
  • TX RA
    APPROVED
    Since 2024-11-12
  • PA RA
    APPROVED
    Since 2024-10-29

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2016 01/2017
The Vanguard Group, Inc. Malvern PA 01/2017 03/2024
The Pennsylvania State University - Great Valley Campus West Chester PA 08/2014 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 07/2024 Present
Mercer King Of Prussia PA 03/2024 07/2024
Bank Of America, N.A. Blue Bell PA 11/2024 Present
  • 08/2016 → 01/2017
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2017 → 03/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2014 → 12/2016
    The Pennsylvania State University - Great Valley Campus
    West Chester, PA
  • 07/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Blue Bell, PA
  • 03/2024 → 07/2024
    Mercer
    King Of Prussia, PA
  • 11/2024 → Present
    Bank Of America, N.A.
    Blue Bell, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-25
S63 Uniform Securities Agent State Law Examination 2017-03-23
  • S66 Uniform Combined State Law Examination
    2024-06-25
  • S63 Uniform Securities Agent State Law Examination
    2017-03-23
Other Names
  • Kevin Ernest Kindig
  • Kevin Kindig
  • Kevin Ernest Kindig

View on SEC IAPD

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Other Offices

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC · BLUE BELL, PA
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC · BLUE BELL, PA
ROBERT W. BAIRD & CO. INCORPORATED · SENTRY PARK, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Blue Bell, PA
CETERA INVESTMENT ADVISERS LLC · BLUE BELL, PA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BLUE BELL, PA
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC · BLUE BELL, PA
COOMBS WEALTH ADVISORY, LLC · BLUE BELL, PA

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