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Rebecca Gandolfi

Cetera Investment Advisers LLC

Phoenix, AZ

CRD 7380746

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-29
  • AZ RA
    APPROVED
    Since 2026-07-29

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Renaissance Financial Phoenix AZ 12/2021 01/2022
Arizona State University Tempe AZ 08/2019 05/2022
Renaissance Financial Phoenix AZ 06/2021 08/2021
Alarms Az Phoenix AZ 04/2019 06/2020
Sandra Day O'COnnor High School Phoenix AZ 08/2015 05/2019
Coldstone Creamery Phoenix AZ 05/2018 07/2019
Chick-Fil-A Phoenix AZ 07/2017 12/2017
Unemployed Tempe AZ 05/2022 08/2023
Renaissance Financial Phoenix AZ 07/2024 Present
Cetera Advisor Networks El Segundo CA 08/2023 08/2024
Cetera Advisor Networks El Segundo CA 08/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 12/2021 → 01/2022
    Renaissance Financial
    Phoenix, AZ
  • 08/2019 → 05/2022
    Arizona State University
    Tempe, AZ
  • 06/2021 → 08/2021
    Renaissance Financial
    Phoenix, AZ
  • 04/2019 → 06/2020
    Alarms Az
    Phoenix, AZ
  • 08/2015 → 05/2019
    Sandra Day O'COnnor High School
    Phoenix, AZ
  • 05/2018 → 07/2019
    Coldstone Creamery
    Phoenix, AZ
  • 07/2017 → 12/2017
    Chick-Fil-A
    Phoenix, AZ
  • 05/2022 → 08/2023
    Unemployed
    Tempe, AZ
  • 07/2024 → Present
    Renaissance Financial
    Phoenix, AZ
  • 08/2023 → 08/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2024 → Present
    Cetera Advisor Networks
    El Segundo, CA
  • 07/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMINISTRATIVE ASSISTANT BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE AND SERVICE DUTIES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-25
  • S66 Uniform Combined State Law Examination
    2026-07-25

View on SEC IAPD

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