Inactive

Mark William Smith

Claim This Profile

Current Employers

Pathstone

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-08-21

RI RA
APPROVED

Since 2026-08-21

Branch Locations

50 Park Row West Suite 113, Providence, RI 02903 • United States

10 Sterling Blvd Suite 402, Englewood, NJ 07631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pathstone	Providence	RI	03/2023	Present
Rex Capital Advisors	Providence	RI	07/2005	02/2023

03/2023 → Present

Pathstone

Providence, RI
07/2005 → 02/2023

Rex Capital Advisors

Providence, RI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-21

S65 Uniform Investment Adviser Law Examination

2026-08-21

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC

ERNST & YOUNG INVESTMENT ADVISERS LLP

BLUE FIN CAPITAL, INC.

WASHINGTON TRUST ADVISORS

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BARRETT & COMPANY

WELLTH ADVISORY SERVICES, LLC

WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN

ANDREW E. SNAPE

GREGORY JOSEPH LAVINE

JOHN BOND TREVOR

JOAN MARIE CAINE

CHARLES BATEMAN PARSONS

EDWIN G FISCHER

STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI

ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI

BLUE FIN CAPITAL, INC. · PROVIDENCE, RI

WASHINGTON TRUST ADVISORS · Providence, RI

WASHINGTON TRUST ADVISORS · Providence, RI

STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI

BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor