Best Investors Account Sign in

Kathryn Rose Hoge

Wells Fargo Clearing Services, LLC

Greenwood Village, CO

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-20
  • TX RA
    APPROVED_RES
    Since 2026-08-20

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Englewood CO 06/2013 09/2017
Allstate Insurance Company Centennial CO 09/2017 07/2021
William Blair Denver CO 08/2021 08/2026
Wells Fargo Clearing Services, Llc Greenwood Village CO 08/2026 Present
  • 06/2013 → 09/2017
    Allstate Insurance Company
    Englewood, CO
  • 09/2017 → 07/2021
    Allstate Insurance Company
    Centennial, CO
  • 08/2021 → 08/2026
    William Blair
    Denver, CO
  • 08/2026 → Present
    Wells Fargo Clearing Services, Llc
    Greenwood Village, CO
Other Businesses

POSHMARK; 203 Redwood Shores Pkwy, 8th Floor Redwood City, CA 94065; ONLINE RESELLER; RESELLING; START DATE 8/1/2022; 3 HOURS/WEEK; RESELLING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-30
  • S63 Uniform Securities Agent State Law Examination
    2022-04-30

View on SEC IAPD

Other Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC
MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
LPL FINANCIAL LLC
WESTERN WEALTH MANAGEMENT LLC
CONCURRENT INVESTMENT ADVISORS, LLC

Other Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor