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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-11
  • CA RA
    APPROVED
    Since 2026-08-11

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 04/2017 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodland Hills CA 12/2013 04/2017
Previous Registrations
Other Businesses

I* 967284 Entity Type: Non-Profit Name of OBA: IHSS Address: Chatsworth, CA Investment Related: No Position, Title, Association: Supportive Services Start Date: 10/15/2020 No Hours: 80. Monthly No Hours during trading: 0, Monthly Duties: In home care for elders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
  • S66 Uniform Combined State Law Examination
    2026-08-11
Other Names
  • Henry Adamyan

View on SEC IAPD

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