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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-11 |
Branch Locations
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
2049 Century Park E, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 04/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodland Hills | CA | 12/2013 | 04/2017 |
I* 967284 Entity Type: Non-Profit Name of OBA: IHSS Address: Chatsworth, CA Investment Related: No Position, Title, Association: Supportive Services Start Date: 10/15/2020 No Hours: 80. Monthly No Hours during trading: 0, Monthly Duties: In home care for elders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-11 |
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