Keith Wade Malek

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2012-02-29

WA RA
APPROVED

Since 2012-02-29

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Seattle	WA	02/2012	Present

02/2012 → Present

D.A. Davidson & Co.

Seattle, WA

Previous Registrations

2011-01-03 → 2012-03-01

Wells Fargo Clearing Services, Llc

Seattle, WA

Seattle, WA
2006-06-19 → 2011-01-03

Wells Fargo Investments, Llc

Seattle, WA

Seattle, WA

Seattle, WA

Seattle, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-07-26
S63	Uniform Securities Agent State Law Examination	1999-01-28

S65 Uniform Investment Adviser Law Examination

2001-07-26
S63 Uniform Securities Agent State Law Examination

1999-01-28

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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