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Tammy Lee Beasley

Wells Fargo Advisors Financial Network, LLC

Dubuque, IA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-07-20
  • IA RA
    APPROVED
    Since 2026-07-20

Branch Locations

4991 Radford Ct, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Dubuque IA 01/2007 04/2022
Prudential Investment Management Services Llc Dubuque IA 01/2007 04/2022
Global Portfolio Strategies, Inc. Dubuque IA 05/2007 12/2018
Prudential Customer Solutions Llc Dubuque IA 05/2019 04/2022
Gwfs Equities, Inc. Hartford CT 04/2022 09/2025
Wells Fargo Advisors Financial Network, Llc Dubuque IA 07/2026 Present
Ritzy Repeats Dubuque IA 10/2025 Present
  • 01/2007 → 04/2022
    The Prudential Insurance Company Of America
    Dubuque, IA
  • 01/2007 → 04/2022
    Prudential Investment Management Services Llc
    Dubuque, IA
  • 05/2007 → 12/2018
    Global Portfolio Strategies, Inc.
    Dubuque, IA
  • 05/2019 → 04/2022
    Prudential Customer Solutions Llc
    Dubuque, IA
  • 04/2022 → 09/2025
    Gwfs Equities, Inc.
    Hartford, CT
  • 07/2026 → Present
    Wells Fargo Advisors Financial Network, Llc
    Dubuque, IA
  • 10/2025 → Present
    Ritzy Repeats
    Dubuque, IA
Previous Registrations
Other Businesses

RITZY REPEATS; NOT INV RELATED;DUBUQUE ,IA; E-COMMERCE;100% OWNERSHIP; START DATE: 10/1/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-22
  • S66 Uniform Combined State Law Examination
    2007-05-22
Other Names
  • Tammy Lee Spack
  • Tammy L Pierce
  • Tammy L Beasley
  • Tammy Beasley

View on SEC IAPD

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ROSEMEYER MANAGEMENT GROUP
RICHMOND INVESTMENT SERVICES LLC
LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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