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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-22
  • AZ RA
    APPROVED
    Since 2026-07-22

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ing Funds Distributor Scottsdale AZ 03/2007 01/2023
Financial Engines Advisors L.L.C. Santa Clara CA 11/2023 08/2024
John R. Flynn Cpa, P.C. Phoenix AZ 02/2023 05/2023
Redmond Coy & Associate, Plc Scottsdale AZ 02/2023 05/2023
Unemployed Phoenix AZ 06/2023 10/2023
Empower Financial Services, Inc Greenwood Village CO 04/2026 Present
Unemployed Phoenix AZ 09/2024 02/2025
John R. Flynn Cpa, P.C. Phoenix AZ 02/2025 04/2026
Empower Advisory Group Greenwood Village CO 07/2026 Present
  • 03/2007 → 01/2023
    Ing Funds Distributor
    Scottsdale, AZ
  • 11/2023 → 08/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 02/2023 → 05/2023
    John R. Flynn Cpa, P.C.
    Phoenix, AZ
  • 02/2023 → 05/2023
    Redmond Coy & Associate, Plc
    Scottsdale, AZ
  • 06/2023 → 10/2023
    Unemployed
    Phoenix, AZ
  • 04/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2024 → 02/2025
    Unemployed
    Phoenix, AZ
  • 02/2025 → 04/2026
    John R. Flynn Cpa, P.C.
    Phoenix, AZ
  • 07/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
Previous Registrations
  • 2023-12-07 → 2024-09-12
    Phoenix, AZ
  • 2006-10-16 → 2007-03-02
    Integrated Wealth Management, Llc
    Scottsdale, AZ
Other Businesses

1) John R Flynn, CPA; INVESTMENT RELATED: No; ADDRESS: 5320 N 16th St, Phoenix, AZ 85016; NATURE: Income Tax Preparation; POSITION: Employee; START DATE: 02/10/2024; NUMBER OF HOURS/MONTH: 40 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Prepare Individual Tax Returns. 2) Magnetry LLC; Investment Related: No; ADDRESS: 688 W 1st St, Tempe, AZ 85281; NATURE: Advertising Agency; POSITION: Non-Employee; START DATE: 10/01/24; NUMBER OF HOURS/MONTH: 10 Hrs; HOURS/MNTH SECURITIES TRADING HOURS: 0 Hrs,; DUTIES: Monthly Accounting

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-08
S65 Uniform Investment Adviser Law Examination 2023-12-07
  • S63 Uniform Securities Agent State Law Examination
    2026-06-08
  • S65 Uniform Investment Adviser Law Examination
    2023-12-07
Other Names
  • Harley Jay Eisner

View on SEC IAPD

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