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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-10 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sugarlove Llc | Lone Tree | CO | 06/2015 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 04/2026 | Present |
| South Suburban Parks And Recreation | Lone Tree | CO | 10/2021 | Present |
| Polished Events Llc | Denver | CO | 01/2024 | Present |
POLISHED EVENTS, LLC; NOT INV RELATED; DENVER, CO; 100% OWNER; 01/08/2024; 1 HOUR PER MONTH; 0 DURING TRAINING; PROVIDE PLANNING AND ONSITE EVENT MANAGEMENT | SUGARLOVE, LLC; NOT INV RELATED; DENVER, CO; 100% OWNERSHIP; 05/20/2015; 1 HOUR PER MONTH; 0 DURING TRADING; MANAGE SALES OF BOOKS/BAKED GOODS | BOOK AUTHOR; NOT INV RELATED; DENVER, CO; 100% OWNERSHIP; 05/20/2015; 1 HOUR PER MONTH; 0 DURING TRADING; BOOK AUTHOR AND OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-06 |
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