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Matthew James Wiens

Wells Fargo Clearing Services, LLC

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-24
WA RA APPROVED 2026-08-10
  • TX RA
    APPROVED
    Since 2026-08-24
  • WA RA
    APPROVED
    Since 2026-08-10

Branch Locations

700 Washington St 5Th Fl [Ox-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beaverton OR 08/2011 03/2020
Financial Advocates Investment Management Beaverton OR 01/2013 04/2021
Capitol Family Office, Inc. Beaverton OR 08/2011 07/2022
Capitol Family Office, Inc. Beaverton OR 12/2020 07/2022
Wells Fargo Clearing Services, Llc Vancouver WA 07/2022 Present
Previous Registrations
  • 2021-02-01 → 2022-07-27
    Capitol Family Office, Inc.
    Beaverton, OR
  • 2013-03-11 → 2021-04-01
    Financial Advocates Investment Management
    Olympia, WA
    Beaverton, OR
  • 2011-08-30 → 2015-10-28
    Lpl Financial Llc
    Portland, OR
    Olympia, WA
    Beaverton, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-06
S63 Uniform Securities Agent State Law Examination 2003-05-02
  • S66 Uniform Combined State Law Examination
    2026-07-06
  • S63 Uniform Securities Agent State Law Examination
    2003-05-02
Other Names
  • Matthew J Wiens
  • Matthew James Wiens

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COLUMBIA RIVER FINANCIAL GROUP
LPL FINANCIAL LLC
ONEAMERICA SECURITIES, INC.

Other Investors

DARREN CLARK BLANCHARD
JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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