Inactive

Karie Marie Swanson

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Current Employers

Kfg, Llc

429 Quincy Street, Rapid City, SD 57701 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2026-08-20

SD RA
APPROVED

Since 2026-08-20

Branch Locations

429 Quincy St, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Energy	Mitchell	SD	06/2014	04/2026
Kfg, Llc	Rapid City	SD	04/2026	Present

06/2014 → 04/2026

Northwestern Energy

Mitchell, SD
04/2026 → Present

Kfg, Llc

Rapid City, SD

Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SEACREST WEALTH MANAGEMENT, LLC

SEACREST INVESTMENT MANAGEMENT, LLC

RBC CAPITAL MARKETS, LLC

INTEGRITY ADVISORY SOLUTIONS

Other Investors

CHRISTOPHER D MCSHERRY

DIANE MUREE CHAMBERLAIN

Barry D. Sykora

Strider James Jacobson

Andrew Taylor Thompson

Carter Michael Howell

JEFFREY ALLEN MEYER

Other Offices

LPL FINANCIAL LLC · RAPID CITY, SD

EDWARD JONES · RAPID CITY, SD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD

SEACREST WEALTH MANAGEMENT, LLC · RAPID CITY, SD

SEACREST INVESTMENT MANAGEMENT, LLC · Rapid City, SD

EDWARD JONES · RAPID CITY, SD

RBC CAPITAL MARKETS, LLC · RAPID CITY, SD

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · RAPID CITY, SD

More in Rapid City, SD

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