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Mia Catherine Frederick

Cerity Partners LLC

Louisville, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-08-05
  • KY RA
    APPROVED
    Since 2026-08-05

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph'S Salon And Spa Louisville KY 05/2022 08/2024
University Of Kentucky Lexington KY 08/2022 05/2026
Cerity Partners Llc New York NY 05/2025 08/2025
Cerity Partners Llc New York NY 06/2026 Present
Holy Spirit Catholic Church Louisville KY 08/2009 05/2018
Sacred Heart Academy Louisville KY 08/2018 05/2022
  • 05/2022 → 08/2024
    Joseph'S Salon And Spa
    Louisville, KY
  • 08/2022 → 05/2026
    University Of Kentucky
    Lexington, KY
  • 05/2025 → 08/2025
    Cerity Partners Llc
    New York, NY
  • 06/2026 → Present
    Cerity Partners Llc
    New York, NY
  • 08/2009 → 05/2018
    Holy Spirit Catholic Church
    Louisville, KY
  • 08/2018 → 05/2022
    Sacred Heart Academy
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-18
  • S65 Uniform Investment Adviser Law Examination
    2026-06-18
Other Names
  • Mia Frederick

View on SEC IAPD

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