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Anthony Larocca

Foundations Investment Advisors LLC

Phoenix, AZ

St. Louis, MO

CRD 8322459

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Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-08-12
  • MO RA
    APPROVED
    Since 2026-08-12

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

12444 Powerscourt Dr Suite 100, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investment Advisors, Llc St. Louis MO 08/2026 Present
Fontbonne University St. Louis MO 08/2018 12/2022
Hermann London St. Louis MO 08/2020 07/2026
Fontbonne University St. Louis MO 01/2019 12/2022
Integritel St. Peters MO 06/2023 03/2025
Hazelwood West High School Hazelwood MO 07/2016 08/2018
  • 08/2026 → Present
    Foundations Investment Advisors, Llc
    St. Louis, MO
  • 08/2018 → 12/2022
    Fontbonne University
    St. Louis, MO
  • 08/2020 → 07/2026
    Hermann London
    St. Louis, MO
  • 01/2019 → 12/2022
    Fontbonne University
    St. Louis, MO
  • 06/2023 → 03/2025
    Integritel
    St. Peters, MO
  • 07/2016 → 08/2018
    Hazelwood West High School
    Hazelwood, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-12
  • S65 Uniform Investment Adviser Law Examination
    2026-08-12
Other Names
  • Tony Larocca

View on SEC IAPD

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