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Stephen John Walters

Brookstone Capital Management LLC

Wheaton, IL

Greensboro, NC

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-28
SC RA APPROVED 2026-07-28
VA RA APPROVED 2026-07-28
  • NC RA
    APPROVED
    Since 2026-07-28
  • SC RA
    APPROVED
    Since 2026-07-28
  • VA RA
    APPROVED
    Since 2026-07-28

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

1400 Battleground Avenue Suite 118, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Preservation Solutions, Inc. Greensboro NC 11/2015 Present
Brookstone Capital Management Wheaton IL 08/2026 Present
  • 11/2015 → Present
    Asset Preservation Solutions, Inc.
    Greensboro, NC
  • 08/2026 → Present
    Brookstone Capital Management
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-02
  • S65 Uniform Investment Adviser Law Examination
    2026-07-02

View on SEC IAPD

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