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Thomas Puetz

J.P. Morgan Securities LLC

Cincinnati, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-24
TX RA APPROVED 2026-08-24
  • OH RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-24

Branch Locations

8044 Montgomery Rd Floor 02, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cincinnati OH 07/2026 Present
Jpmorgan Chase Bank, N.A. Cincinnati OH 07/2026 Present
Puetz Consulting Llc Cincinnati OH 10/2025 06/2026
Xavier University Cincinnati OH 02/2023 12/2025
Jpmorganchase Cincinnati OH 06/2025 08/2025
Traverse City Golf & Country Club Traverse City MI 05/2020 06/2025
Crystal Downs Cc Traverse City MI 06/2018 08/2023
Unemployed Traverse City MI 06/2016 05/2018
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Cincinnati, OH
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Cincinnati, OH
  • 10/2025 → 06/2026
    Puetz Consulting Llc
    Cincinnati, OH
  • 02/2023 → 12/2025
    Xavier University
    Cincinnati, OH
  • 06/2025 → 08/2025
    Jpmorganchase
    Cincinnati, OH
  • 05/2020 → 06/2025
    Traverse City Golf & Country Club
    Traverse City, MI
  • 06/2018 → 08/2023
    Crystal Downs Cc
    Traverse City, MI
  • 06/2016 → 05/2018
    Unemployed
    Traverse City, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-22
  • S66 Uniform Combined State Law Examination
    2026-08-22
Other Names
  • Thomas Edward Puetz
  • Tommy Puetz

View on SEC IAPD

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MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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