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Daniel Leroy

Equitable Advisors, LLC

Falls Church, VA

Washington, DC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2018-10-30
TX RA APPROVED 2018-07-20
VA RA APPROVED 2017-09-25
  • DC RA
    APPROVED
    Since 2018-10-30
  • TX RA
    APPROVED
    Since 2018-07-20
  • VA RA
    APPROVED
    Since 2017-09-25

Branch Locations

3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Ellicott City MD 06/2016 12/2016
Axa Advisors Llc New York NY 12/2016 06/2020
Equitable Advisors, Llc New York NY 12/2016 Present
  • 06/2016 → 12/2016
    Unemployed
    Ellicott City, MD
  • 12/2016 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 12/2016 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-11
  • S66 Uniform Combined State Law Examination
    2017-05-11

View on SEC IAPD

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