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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-28 |
| FL | RA | APPROVED | 2023-03-02 |
Branch Locations
13515 Bell Tower Dr Ste 100, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Fort Myers | FL | 09/2016 | 06/2020 |
| Raymond James Financial Services Inc. | Fort Myers | FL | 07/2020 | 11/2022 |
| Kleinfield Wealth Group | Fort Myers | FL | 01/2022 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Fort Myers | FL | 11/2022 | Present |
(1)Name of Business: Kleinfield Wealth Group Address: 9726 Commerce Center Court, Fort Myers, FL, 33908, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/04/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Assist advisor on day to day tasks\nProcess new account documentation\nProcess incoming deposits\nDevelop goal plan for clients and prospects
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
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