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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-07
CO RA APPROVED 2018-11-21
  • TX RA
    APPROVED
    Since 2019-01-07
  • CO RA
    APPROVED
    Since 2018-11-21

Branch Locations

601 North Main St Suite 101, Pueblo, CO 81003-4513 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education-Colorado State University-Pueblo Pueblo CO 08/2013 02/2017
Rbc Capital Markets, Llc. Pueblo CO 02/2017 Present
  • 08/2013 → 02/2017
    Full Time Education-Colorado State University-Pueblo
    Pueblo, CO
  • 02/2017 → Present
    Pueblo, CO
Other Businesses

1) NAME OF ENTITY: CSU-Pueblo Foundation ADDRESS: 2200 Bonforte Blvd Pueblo,CO 81001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The CSU Pueblo Foundation will provide sustainable financial support to CSU Pueblo. CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 1/03/2022 DUTIES: Regularly attend scheduled meetings and committee meetings. Participate in council-related activities such as events, meetings, and other programming. Promote the program within their sphere of influence.  Commit to serve the entirety of their two-year term, with the potential of serving up to three terms. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Next Gen Council ADDRESS: 2200 Bonforte Blvd Pueblo, CO 81001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Next Gen Council will provide support for the school financially and socially. CAPACITY: Board of Directors *, Other START DATE: 3/31/22 DUTIES: Regularly attend scheduled meetings and committee meetings. Participate in council-related activities such as events, meetings, and other programming. Promote the program within their sphere of influence. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-21
  • S66 Uniform Combined State Law Examination
    2018-11-21

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