Inactive

Alexander Schwarz

Fisher Investments

CRD 8314172

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-26
TX	RA	APPROVED	2026-08-19

FL RA
APPROVED

Since 2026-08-26
TX RA
APPROVED

Since 2026-08-19

Branch Locations

3405 W Martin L King Jr. Blvd Suite 300, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Tampa	FL	07/2026	Present
Aston Carter	Tampa	FL	12/2010	07/2026

07/2026 → Present

Fisher Investments

Tampa, FL
12/2010 → 07/2026

Aston Carter

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-08-19

S65 Uniform Investment Adviser Law Examination

2026-08-19

Other Names

Alex Schwarz

View on SEC IAPD

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