Alexis Swaney

$265M regulatory AUM 21 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2800 W. Higgins Rd. Ste. 895, Hoffman Estates, IL 60169 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-07-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Dala Group, Llc	Hoffman Estates	IL	07/2026	Present
University Of Wisconsin-Madison	Madison	WI	09/2022	05/2026
University Of Wisconsin-Madison, School Of Human-Ecology	Madison	WI	09/2024	05/2026
The Tree House Child And Family Center	Elkhorn	WI	06/2022	09/2022
Geneva Lake West Chamber Of Commerce	Fontana-On-Geneva Lake	WI	05/2020	10/2020
Gordy'S Boathouse	Fontana-On-Geneva Lake	WI	06/2018	08/2021
Student	Walworth	WI	01/2016	06/2022

07/2026 → Present

The Dala Group, Llc

Hoffman Estates, IL
09/2022 → 05/2026

University Of Wisconsin-Madison

Madison, WI
09/2024 → 05/2026

University Of Wisconsin-Madison, School Of Human-Ecology

Madison, WI
06/2022 → 09/2022

The Tree House Child And Family Center

Elkhorn, WI
05/2020 → 10/2020

Geneva Lake West Chamber Of Commerce

Fontana-On-Geneva Lake, WI
06/2018 → 08/2021

Gordy'S Boathouse

Fontana-On-Geneva Lake, WI
01/2016 → 06/2022

Student

Walworth, WI

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-06

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