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Cody William Gallos

J.P. Morgan Securities LLC

Austin, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-21
  • TX RA
    APPROVED
    Since 2026-08-21

Branch Locations

405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Austin TX 06/2026 Present
Jpmorgan Chase Bank, N.A. Austin TX 06/2026 Present
Unemployed Charlotte NC 09/2025 05/2026
Barings Llc Charlotte NC 05/2025 08/2025
Unemployed Charlotte NC 09/2024 04/2025
Trivest Partners Charlotte NC 04/2024 08/2024
Unemployed Charlotte NC 06/2016 03/2024
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Austin, TX
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Austin, TX
  • 09/2025 → 05/2026
    Unemployed
    Charlotte, NC
  • 05/2025 → 08/2025
    Barings Llc
    Charlotte, NC
  • 09/2024 → 04/2025
    Unemployed
    Charlotte, NC
  • 04/2024 → 08/2024
    Trivest Partners
    Charlotte, NC
  • 06/2016 → 03/2024
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-21
  • S66 Uniform Combined State Law Examination
    2026-08-21

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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