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Connor James Diem

Sims Investment Management LLC

Cincinnati, OH

CRD 8311706

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Employer firm

Sims Investment Management LLC CRD 169491

$305M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Sims Investment Management Llc

3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-22
  • OH RA
    APPROVED
    Since 2026-07-22

Branch Locations

3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sims Investment Management Llc Cincinnati OH 07/2026 Present
Alliance Group Of Western Ny Fairport NY 06/2020 06/2026
Sir Ice Rink Rochester NY 10/2018 01/2019
Student Penfield NY 05/2016 05/2026
  • 07/2026 → Present
    Sims Investment Management Llc
    Cincinnati, OH
  • 06/2020 → 06/2026
    Alliance Group Of Western Ny
    Fairport, NY
  • 10/2018 → 01/2019
    Sir Ice Rink
    Rochester, NY
  • 05/2016 → 05/2026
    Student
    Penfield, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
Other Names
  • Connor Diem

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

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