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Connor James Diem

Sims Investment Management LLC

Cincinnati, OH

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Current Employers
Sims Investment Management Llc

3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-07-22
  • OH RA
    APPROVED
    Since 2026-07-22

Branch Locations

3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sims Investment Management Llc Cincinnati OH 07/2026 Present
Alliance Group Of Western Ny Fairport NY 06/2020 06/2026
Sir Ice Rink Rochester NY 10/2018 01/2019
Student Penfield NY 05/2016 05/2026
  • 07/2026 → Present
    Sims Investment Management Llc
    Cincinnati, OH
  • 06/2020 → 06/2026
    Alliance Group Of Western Ny
    Fairport, NY
  • 10/2018 → 01/2019
    Sir Ice Rink
    Rochester, NY
  • 05/2016 → 05/2026
    Student
    Penfield, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
Other Names
  • Connor Diem

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
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BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
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