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Current Employers
Nottingham Advisors Inc.

500 Corporate Parkway Suite 216, Amherst, NY 14226 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-10
  • NY RA
    APPROVED
    Since 2026-07-10

Branch Locations

500 Corporate Parkway Suite 216, Amherst, NY 14226 • United States

14 Plaza Drive 2Nd Floor, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Financial System Inc Latham NY 11/2021 Present
Nottingham Advisors Latham NY 11/2021 Present
Suny Plattsburgh Plattsburgh NY 08/2018 05/2021
Newcomb Central School District Newcomb NY 09/2015 06/2018
Unemployed Newcomb NY 05/2021 11/2021
  • 11/2021 → Present
    Community Financial System Inc
    Latham, NY
  • 11/2021 → Present
    Nottingham Advisors
    Latham, NY
  • 08/2018 → 05/2021
    Suny Plattsburgh
    Plattsburgh, NY
  • 09/2015 → 06/2018
    Newcomb Central School District
    Newcomb, NY
  • 05/2021 → 11/2021
    Unemployed
    Newcomb, NY
Other Businesses

Name of other business: Nottingham Trust, a Division of Community Bank, NA; Is business Investment related: Yes; Address of other business: 14 Plaza Dr, 2nd Floor, Latham, NY 12110; Nature of other business: Trust and Fiduciary services are offered as well as portfolio management. Not all accounts are Trust Accounts - I manage the assets for not only Trust Accounts, but also IMAs, IRAs, etc. ; Your position: Portfolio Manager; Title and relationship with other business: Trust Investment Officer is my official title as HR sees it. However, Trust Investment Officer and Portfolio Manager are often used interchangeably; Start date of relationship: 11/22/2021; Approx. # of hours /month devote to other business: 120; Number of hours devoted to other business during securities trading hours: 80; Briefly describe duties: Manage investment portfolios, trade stocks & bonds, do stock & bond research, perform compliance-related duties such as Reg 9 reviews and exception reporting.

Designations

View on SEC IAPD

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