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500 Corporate Parkway Suite 216, Amherst, NY 14226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-10 |
Branch Locations
500 Corporate Parkway Suite 216, Amherst, NY 14226 • United States
14 Plaza Drive 2Nd Floor, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Financial System Inc | Latham | NY | 11/2021 | Present |
| Nottingham Advisors | Latham | NY | 11/2021 | Present |
| Suny Plattsburgh | Plattsburgh | NY | 08/2018 | 05/2021 |
| Newcomb Central School District | Newcomb | NY | 09/2015 | 06/2018 |
| Unemployed | Newcomb | NY | 05/2021 | 11/2021 |
Name of other business: Nottingham Trust, a Division of Community Bank, NA; Is business Investment related: Yes; Address of other business: 14 Plaza Dr, 2nd Floor, Latham, NY 12110; Nature of other business: Trust and Fiduciary services are offered as well as portfolio management. Not all accounts are Trust Accounts - I manage the assets for not only Trust Accounts, but also IMAs, IRAs, etc. ; Your position: Portfolio Manager; Title and relationship with other business: Trust Investment Officer is my official title as HR sees it. However, Trust Investment Officer and Portfolio Manager are often used interchangeably; Start date of relationship: 11/22/2021; Approx. # of hours /month devote to other business: 120; Number of hours devoted to other business during securities trading hours: 80; Briefly describe duties: Manage investment portfolios, trade stocks & bonds, do stock & bond research, perform compliance-related duties such as Reg 9 reviews and exception reporting.
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