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2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-24 |
Branch Locations
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guidance Capital, Inc | Louisville | KY | 06/2026 | Present |
| Keeneland Association, Inc | Lexington | KY | 08/2024 | 12/2025 |
| Gat Airline Ground Support | Peachtree City | GA | 06/2025 | 08/2025 |
| Clear Title | Lexington | KY | 08/2023 | 10/2023 |
| Harmony Landing Country Club | Goshen | KY | 06/2022 | 05/2024 |
| Kroger Co. | Prospect | KY | 12/2020 | 08/2024 |
| University Of Kentucky | Lexington | KY | 08/2022 | 05/2026 |
| North Oldham High School | Goshen | KY | 08/2018 | 05/2022 |
| North Oldham Middle School | Goshen | KY | 08/2015 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-17 |
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