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Luciano Moreno

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

CRD 8286567

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-14
  • AZ RA
    APPROVED
    Since 2026-07-14

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Scottsdale AZ 06/2026 Present
Apple Cupertino CA 01/2024 06/2026
Kpmg Chicago IL 05/2021 01/2024
Arizona State University Tempe AZ 08/2017 05/2021
Unemployed Phoenix AZ 01/2012 08/2017
  • 06/2026 → Present
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
  • 01/2024 → 06/2026
    Apple
    Cupertino, CA
  • 05/2021 → 01/2024
    Kpmg
    Chicago, IL
  • 08/2017 → 05/2021
    Arizona State University
    Tempe, AZ
  • 01/2012 → 08/2017
    Unemployed
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-13
  • S66 Uniform Combined State Law Examination
    2026-07-13

View on SEC IAPD

Nearby Firms

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MERCER GLOBAL ADVISORS INC.
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Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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