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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empirical Wealth Management | Seattle | WA | 06/2015 | Present |
| Empirical Wealth Management | Seattle | WA | 09/2016 | 01/2018 |
Name of other business: Empirical Legal Services, LLP doing business as Secure Legacy Law Group Estate Planning Is the other business investment-related?: No. Address: 1420 Fifth Avenue, Suite 3150, Seattle, WA 98101. Start Date of Relationship: May 2019 Approximate number of hours/month devoted to this other business: 7-15 hours/month. Number of hours devoted to this other business during security trading hours: 6-10 hours per month. Brief description of duties related to the other business: Manage the business and affairs of the business. Provide legal services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-21 |
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