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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-27
  • AZ RA
    APPROVED
    Since 2026-08-27

Branch Locations

190 W. Magee Road, Ste 182, Tucson, AZ 85704 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Reserves Tucson AZ 06/2004 Present
Leidos Inc Tucson AZ 01/2021 12/2023
United States Air Force Civil Service Tucson AZ 10/2015 11/2020
Lpl Financial, Llc Tucson AZ 05/2026 Present
Private Advisor Group, Llc Morristown NJ 08/2026 Present
  • 06/2004 → Present
    United States Air Force Reserves
    Tucson, AZ
  • 01/2021 → 12/2023
    Leidos Inc
    Tucson, AZ
  • 10/2015 → 11/2020
    United States Air Force Civil Service
    Tucson, AZ
  • 05/2026 → Present
    Lpl Financial, Llc
    Tucson, AZ
  • 08/2026 → Present
    Morristown, NJ
Other Businesses

1.05/20/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name HSL & Associates; Investment Related; at Reported Business Location(s); Start Date 10/01/2026; 160hrs/mth; 160hrs during trading 2.05/20/2026; United States Air Force; Outside/W-2 Employment; Not Investment Related; Tucson,AZ; Start Date 06/15/2004; 16hrs/mth; 16hrs during trading 3.08/07/2026; (Hybrid) Private Advisor Group; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 10/01/2026; 160hrs/mth; 160hrs during trading; I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-20
  • S66 Uniform Combined State Law Examination
    2026-07-20

View on SEC IAPD

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