Thomas Clayton Ellis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Elkins Pointe Middle School
  Roswell, GA
• 06/2018 → 05/2022
  Blessed Trinity Catholic High School
  Roswell, GA
• 05/2022 → 05/2026
  Auburn University
  Auburn, AL
• 06/2025 → 08/2025
  Bip Wealth
  Alpharetta, GA
• 05/2024 → 08/2024
  Pointe North Insurance Group
  Smyrna, GA
• 05/2026 → Present
  Sullivan & Schlieman Wealth Management, Llc
  Alpharetta, GA
• 05/2026 → Present
  Lpl Financial
  Alpharetta, GA

Other Businesses

1. 06/2026 - Sullivan & Schlieman Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/23/2026

Exams

• S66 Uniform Combined State Law Examination
  2026-08-25