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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-12 |
| LA | RA | APPROVED | 2025-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nis Financial Services Inc | Kansas City | MO | 08/2016 | 10/2019 |
| Cns Corporation | Kansas City | MO | 08/2016 | 10/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2019 | 07/2020 |
| Student | Hammond | LA | 08/2016 | 04/2017 |
| Ozark National Life | Kansas City | LA | 04/2017 | 10/2019 |
| Northwestern Mutual Investment Services Llc | Mandeville | LA | 11/2019 | 07/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2020 | 07/2020 |
| Unemployed | Ponchatoula | LA | 06/2020 | 09/2020 |
| Ozark National Life | Kansas City | MO | 09/2020 | 02/2022 |
| N.I.S. Financial Services, Inc. | Kansas City | MO | 09/2020 | 02/2022 |
| Freedom Homes | Gonzales | LA | 09/2020 | 03/2023 |
| Mml Investors Services Llc | Hammond | LA | 03/2023 | Present |
| Massmutual Life Insurance Company | Hammond | LA | 01/2023 | Present |
NAME: JOSHUA SAPP INV REL: Y ADDR: PONCHATOULA, LA NATURE: RENTAL INCOME POSITION: OWNER START DATE: 9/1/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: RENT HOUSE AND MAINTENANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-28 |
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