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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-31 |
| RI | RA | APPROVED | 2026-07-29 |
Branch Locations
3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States
540 W Madison St Ci Client Services, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 04/2026 | Present |
| The District & Blue Room | Providence | RI | 10/2023 | Present |
| Nova Farms | Attleboro | MA | 01/2021 | 07/2023 |
| Hope Artist Village | Pawtucket | RI | 01/2018 | 01/2021 |
| Bravo Restaurant | Providence | RI | 01/2016 | 01/2018 |
I*: 4519341 Entity Type: For Profit Name of the other business: The District Whether the business is investment-related Non investment-related Address of the other business: Providence, Rhode Island Title, or relationship with the other business: Employee Start date of your relationship: 10/01/2023 Approximate number of hours/month you devote to the other business: 6 hrs wkly Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Part time employment for sufficient income. Tending to customers in a hospitality setting. Building relationships, deescalating conflicts, upselling.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-28 |
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