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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-03
  • CA RA
    APPROVED
    Since 2026-08-03

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2026 Present
Unemployed Phoenix AZ 05/2016 08/2020
Arizona State University Tempe AZ 08/2020 05/2024
Unemployed Phoenix AZ 05/2024 09/2024
Safeway Phoenix AZ 09/2024 04/2026
  • 04/2026 → Present
    Chandler, AZ
  • 05/2016 → 08/2020
    Unemployed
    Phoenix, AZ
  • 08/2020 → 05/2024
    Arizona State University
    Tempe, AZ
  • 05/2024 → 09/2024
    Unemployed
    Phoenix, AZ
  • 09/2024 → 04/2026
    Safeway
    Phoenix, AZ
Other Businesses

I*4642294 Entity Type: For Profit Name of OBA: BioLife/CSLPlasma Address: Tempe, Arizona, 85284 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/02/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: blood donation. donating blood

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-01
  • S66 Uniform Combined State Law Examination
    2026-08-01

View on SEC IAPD

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