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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-04-07 |
Branch Locations
39 West Whipp Rd, Dayton, OH 45459 • United States
2601 Far Hills Ave, Oakwood, OH 45419 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Columbus | OH | 08/2016 | 12/2016 |
| The Huntington Investment Company | Columbus | OH | 01/2017 | 01/2019 |
| The Huntington Investment Company | Columbus | OH | 01/2019 | 04/2020 |
| Fifth Third Bank | Westerville | OH | 04/2020 | Present |
| Fifth Third Securities | Westerville | OH | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-08 |
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