Mariah Whalen

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-19

CA RA
APPROVED

Since 2026-08-19

Branch Locations

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Newport Beach	CA	04/2026	Present
Massmutual Life Insurance Company	Newport Beach	CA	04/2026	Present
Student	Wausau	WI	09/2015	06/2023
Peak Catalysts Llc	Wausau	WI	09/2023	Present
Self-Employed	Wausau	WI	03/2023	04/2026
California Polytechnic State University	San Luis Obispo	CA	09/2024	08/2025

04/2026 → Present

Mml Investors Services, Llc

Newport Beach, CA
04/2026 → Present

Massmutual Life Insurance Company

Newport Beach, CA
09/2015 → 06/2023

Student

Wausau, WI
09/2023 → Present

Peak Catalysts Llc

Wausau, WI
03/2023 → 04/2026

Self-Employed

Wausau, WI
09/2024 → 08/2025

California Polytechnic State University

San Luis Obispo, CA

Other Businesses

NAME: PEAK CATALYSTS LLC INV REL: Y ADD: RESIDENTIAL NATURE/DUTIES: COACHING AND MENTORING VOLLEYBALL POSITION: OWNER START DATE: 09/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-10

S66 Uniform Combined State Law Examination

2026-08-10

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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