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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-31 |
Branch Locations
2176 West Street Suite 100, Germantown, TN 38138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midsouth Concierge | Memphis | TN | 05/2021 | Present |
| Vector Marketing | Memphis | TN | 02/2018 | 02/2020 |
| Christian Brothers High School | Memphis | TN | 04/2016 | 02/2018 |
| Christian Brothers High School | Memphis | TN | 02/2020 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2026 | Present |
1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT; 2. NAME OF OTHER BUSINESS: MIDSOUTH CONCIERGE; INVESTMENT RELATED: NO; ADDRESS: 1 BASS PRO DRIVE, MEMPHIS, TN 38105; NATURE OF BUSINESS: VALET/CONCIERGE; START DATE: 05/2021; POSITION/TITLE/RELATIONSHIP: VALET; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: VALET/CUSTOMER SERVICE/CONCIERGE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-29 |
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